The mission of the SEC is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC strives to promote a market environment that is worthy of the public's trust.
Financial advice channel host’s ‘Pricing Power’ fund invests in Tesla and Apple
GSAM did not confirm or deny the regulator’s findings
Human/digital hybrid used in bond ETF aims to trim volatility
Regulator taking a closer look at the governance structures of index providers
A three-tiered problem or a triple entente? Part two of a three-part series.
Alignment is imperative with large providers operating in both the US and Europe
Non-transparent ETFs have seen rapid growth in the US since being introduced in 2019, but will they come to Europe?
Europe needs to remove dependence on iNAVs